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Documentation in Technology Transfer (TT)

Importance of Documentation

  • Documentation ensures transparency, traceability, and regulatory compliance, serving as evidence that processes meet quality standards.

Types of Required Documents

Types of Required Documents
  1. Standard Operating Procedures (SOPs): Detailed instructions for routine tasks, ensuring consistency in production and quality control.

  2. Batch Manufacturing Records (BMRs): Records of each batch, including any deviations, to maintain traceability.

  3. Validation Protocols and Reports: Structured plans and results that demonstrate process consistency and reliability.

  4. Analytical Methods and Specifications: Detailed procedures for testing quality, potency, and safety to ensure product standards are met.

  5. Change Control Documents: Records of any modifications to processes or methods, ensuring controlled adaptation.

Regulatory Expectations

  • Good Documentation Practices (GDP): Ensures documentation is accurate, complete, and well-maintained.

  • Audit Readiness: Documentation must be accessible for regulatory inspections.

  • Data Integrity: Data must meet ALCOA standards (Attributable, Legible, Contemporaneous, Original, and Accurate).

Key Documentation in TT

  1. Master Batch Records: Step-by-step instructions ensuring consistent batch production.

  2. Stability Protocols & Reports: Data on product quality over time to determine shelf life and storage conditions.

  3. Equipment and Facility Manuals: Guides for operation, maintenance, and calibration to ensure correct equipment use.

  4. Risk Assessments: Identification of potential risks and mitigation strategies.

  5. Training Materials: Used to train staff at the receiving site on processes and equipment.

  6. Technology Transfer Protocols & Reports: Formal plans and reports documenting the transfer process and outcomes.

This comprehensive documentation supports a smooth technology transfer, maintaining product quality and regulatory compliance across sites.


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