top of page

Scale-up considerations for semi-solid dosage forms

  • Semi-solid preparations, such as creams, gels, ointments, and pastes, are commonly encountered in pharmaceutical and cosmetic industries.

  • When scaling up the production of these formulations in a pilot plant, a range of unique considerations must be addressed to ensure product consistency, efficacy, and stability.

Scale-up considerations for semi-solid dosage forms
Scale-up considerations for semi-solid dosage forms

Pilot Plant Scale-up Considerations for Semi-solids:

1. Homogeneity:

  • The uniform distribution of active pharmaceutical ingredients (API) and excipients in the formulation is of utmost importance.

  • Proper mixing is critical, and this can be influenced by the type of mixer, mixing speed, duration, and temperature.

2. Viscosity and Rheology:

  • Rheological properties determine the spreadability, appearance, and overall feel of the product on the skin.

  • As batch size increases, maintaining consistent rheology can be challenging. Proper mixer selection, agitation rate, and temperature control become essential.

  • Viscosity affects the product's stability, extrudability from tubes, and patient acceptance.

3. Temperature Sensitivity:

  • Temperature can influence the consistency of semi-solids and also the solubility of some ingredients.

  • Proper heating and cooling curves need to be maintained during the manufacturing process. The same cooling rates and temperatures used in the lab scale should be maintained during scale-up.

4. Order of Addition of Ingredients:

  • Similar to liquid orals, the order in which ingredients are added can influence the final product's properties.

  • Some ingredients might require heating to melt or solubilize, while others may degrade if added at high temperatures.

5. pH Control (for certain formulations like gels):

  • The pH can influence the solubility of the active ingredient, stability of the formulation, and, in some cases, the feel on the skin.

  • Consistency in pH is vital, especially when scaling up batch sizes.

6. Preservation and Stability:

  • Semi-solids, due to their water content, are prone to microbial contamination. Effective preservation is essential.

  • Stability studies at the scaled-up level are necessary to ensure the product remains effective, safe, and retains its desired properties over its shelf life.

7. Particle Size Distribution (for suspensions and emulsions):

  • Uniform particle size ensures consistent texture and appearance.

  • During scale-up, maintaining the shear rates and mixing dynamics to achieve consistent particle size is essential.

8. Emulsion Stability (for creams and lotions):

  • Phase separation in emulsions can affect the product's appearance, texture, and performance.

  • Ensuring the stability of emulsions during scale-up is vital. This can be influenced by the choice of emulsifiers, mixing dynamics, and process parameters.

9. Packaging:

  • The choice of packaging material (e.g., tubes, jars) can influence product stability and patient experience.

  • Packaging machinery at the commercial scale should ensure product integrity and accurate filling.

10. Aeration:

  • During mixing, it's essential to minimize air entrapment, as it can affect product appearance, consistency, and even stability.

  • Deaeration steps or techniques to minimize aeration during manufacturing may be required.

Documentation for Semi-solids:

  1. Batch Manufacturing Record (BMR): Detailed documentation of the entire manufacturing process, from raw material verification to the final quality control tests.

  2. Quality Control (QC) Testing: Contains tests and results for parameters such as pH, viscosity, spreadability, particle size (if applicable), assay, and microbial contamination.

  3. Stability Protocols and Reports: To ensure the product's quality, safety, and efficacy over the intended shelf life.

  4. Validation Protocols and Reports: These ensure consistency and reproducibility of the manufacturing process when scaled up.

  5. Cleaning Protocols: Important for preventing cross-contamination between batches.

Scaling up semi-solid formulations presents challenges related to consistency, texture, and stability. Thus, rigorous testing and validation are required at each step, ensuring that the final product meets the desired quality attributes.


Hi! Your clicks on ads help us keep this blog going strong. If you like what you see, please consider clicking on any ads. Thanks for your support!

Hi! Your clicks on ads help us keep this blog going strong. If you like what you see, please consider clicking on any ads. Thanks for your support!

bottom of page